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MonitoringMaine AG filing · June 11, 2026

Caldwell Sutter Capital Reports Data Breach in Maine

Caldwell Sutter Capital, Inc., a financial institution, reported a data security incident to regulators in Maine on June 11, 2026. This breach involved the exposure of sensitive personal and financial information for an unspecified number of individuals. Affected individuals should review official notices and take steps to protect their identity.

State
Maine
Reported
June 11, 2026

What may have been exposed

  • Full Name
  • Social Security Number
  • Financial Account Number
  • Date of Birth
  • Routing Number
  • Tax Return Information
  • Direct Deposit Account Details
  • Investment and Portfolio History

Caldwell Sutter Capital, Inc. has publicly reported a data security incident to the state of Maine. The financial firm filed notice on June 11, 2026, indicating that an unauthorized event compromised private systems. This information comes from public regulatory filings, which currently list the investigation status as monitoring.

The reported breach exposed several categories of sensitive personal data. These categories include Full Name, Social Security Number, Financial Account Number, Date of Birth, Routing Number, Tax Return Information, Direct Deposit Account Details, and Investment and Portfolio History. Details regarding the exact number of individuals affected were not specified in the public filing.

The exposure of such data categories carries potential risks for affected individuals. Compromised information like Social Security Numbers and financial account details could be used for various forms of identity theft or financial fraud. This may include unauthorized access to existing accounts, fraudulent applications for credit, or other financial schemes.

Individuals who receive a breach notification from Caldwell Sutter Capital, Inc. should carefully review its contents for specific instructions. It is generally recommended to monitor financial accounts and credit reports for any suspicious activity. Consider placing a fraud alert or security freeze on credit files as a proactive measure to help prevent unauthorized activity. Regularly reviewing statements and reports can help detect potential misuse of exposed information.

What to do if you were affected

Based on the categories of information reported in this filing, these steps can help limit the risk of identity theft and fraud.

  • Freeze your credit

    Place a free credit freeze with Equifax, Experian, and TransUnion. A freeze blocks new accounts from being opened in your name and can be lifted anytime.

  • Guard against tax fraud

    File your tax return as early as possible and consider requesting an IRS Identity Protection PIN so no one can file a fraudulent return in your name.

  • Watch your financial accounts

    Review bank and card statements for unfamiliar activity and turn on transaction alerts. Report anything you don't recognize to your bank right away.

  • Stay alert to targeted scams

    Be cautious of calls, texts, or emails that reference this breach. Legitimate organizations won't ask you to confirm sensitive details through an unsolicited message.

  • Keep your notification letter

    Save the notice you received. It documents that your information was involved and is often needed to enroll in any credit monitoring offered or to join a related legal claim.

What to know about the Caldwell Sutter Capital, Inc. data breach

How many people were affected by the Caldwell Sutter Capital, Inc. data breach, and what was exposed?
The filing does not give a count of affected people and lists the following information as involved: Full Name, Social Security Number, Financial Account Number, Date of Birth, Routing Number, Tax Return Information, Direct Deposit Account Details, Investment and Portfolio History. Your own letter is the best guide to what was exposed about you, since notices are usually tailored to each person.
Where can I see the official Caldwell Sutter Capital, Inc. breach notice?
Caldwell Sutter Capital, Inc.'s report is published by the Maine Attorney General: https://www.maine.gov/agviewer/content/ag/985235c7-cb95-4be2-8792-a1252b4f8318/c9db290f-e077-4180-88fd-663e1a646a4a.html Compare it with the letter you received to confirm the dates and details match.
What should I do after getting the Caldwell Sutter Capital, Inc. data breach notice?
Keep the letter and the envelope, and note the date it arrived. Freeze your credit with Equifax, Experian and TransUnion, change any passwords the notice mentions, and sign up for any free credit monitoring the letter offers. Then check whether you may have a claim.
Is the Caldwell Sutter Capital, Inc. data breach letter legit or a scam?
A notice from Caldwell Sutter Capital, Inc. in the mail matches the breach Caldwell Sutter Capital, Inc. reported to the Maine Attorney General on June 11, 2026. Check that the company name and dates in your letter match that filing. A real notice of data security incident won't ask for your password, Social Security number or a payment — if it does, contact Caldwell Sutter Capital, Inc. through a phone number or website you find yourself.
Did Caldwell Sutter Capital, Inc. offer free credit monitoring?
Check your letter from Caldwell Sutter Capital, Inc.. If free credit or identity monitoring is offered, the enrollment code and deadline are printed in the notice itself. Because Social Security numbers are listed in this filing, identity monitoring and a credit freeze matter more than usual. Signing up doesn't waive any legal rights you may have.
Can I sue Caldwell Sutter Capital, Inc. over the data breach?
It depends on what was exposed, the law in Maine and your own state, and whether you've been harmed. Most people take part through a class action rather than suing alone. Keep your notification letter — it's the proof that connects you to the breach.
Is there a Caldwell Sutter Capital, Inc. data breach class action lawsuit?
Law firms often open an investigation after a breach notice like this one, and a class action lawsuit may follow. This page doesn't confirm that a lawsuit has been filed against Caldwell Sutter Capital, Inc.. You usually don't have to join a class action to be included — if a settlement is reached, class members are notified and can file a claim.
How much could a Caldwell Sutter Capital, Inc. data breach settlement or claim be worth?
There is no set amount, and no Caldwell Sutter Capital, Inc. settlement is confirmed here. In past data breach settlements, payments depended on what data was exposed and on documented losses — fraud, out-of-pocket costs and time spent dealing with the breach. The filing lists Full Name, Social Security Number, Financial Account Number as involved. Keep receipts and records; they're what damages claims are built on.
Do I need a Caldwell Sutter Capital, Inc. data breach lawyer or attorney?
An attorney can read your notice and tell you whether a claim makes sense. A case review here is free, and data breach cases are usually handled on contingency, so there is no upfront cost.

Source: Maine Attorney General filing

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Caldwell Sutter Capital, Inc. Data Breach 2026: Filing Record