Caldwell Sutter Capital Reports Data Breach in Maine

Caldwell Sutter Capital, Inc., a financial institution, reported a data security incident to regulators in Maine on June 11, 2026. This breach involved the exposure of sensitive personal and financial information for an unspecified number of individuals. Affected individuals should review official notices and take steps to protect their identity.

State: Maine
Reported: June 11, 2026

What may have been exposed

Full Name
Social Security Number
Financial Account Number
Date of Birth
Routing Number
Tax Return Information
Direct Deposit Account Details
Investment and Portfolio History

Caldwell Sutter Capital, Inc. has publicly reported a data security incident to the state of Maine. The financial firm filed notice on June 11, 2026, indicating that an unauthorized event compromised private systems. This information comes from public regulatory filings, which currently list the investigation status as monitoring.

The reported breach exposed several categories of sensitive personal data. These categories include Full Name, Social Security Number, Financial Account Number, Date of Birth, Routing Number, Tax Return Information, Direct Deposit Account Details, and Investment and Portfolio History. Details regarding the exact number of individuals affected were not specified in the public filing.

The exposure of such data categories carries potential risks for affected individuals. Compromised information like Social Security Numbers and financial account details could be used for various forms of identity theft or financial fraud. This may include unauthorized access to existing accounts, fraudulent applications for credit, or other financial schemes.

Individuals who receive a breach notification from Caldwell Sutter Capital, Inc. should carefully review its contents for specific instructions. It is generally recommended to monitor financial accounts and credit reports for any suspicious activity. Consider placing a fraud alert or security freeze on credit files as a proactive measure to help prevent unauthorized activity. Regularly reviewing statements and reports can help detect potential misuse of exposed information.

What to do if you were affected

Based on the categories of information reported in this filing, these steps can help limit the risk of identity theft and fraud.

Freeze your credit
Place a free credit freeze with Equifax, Experian, and TransUnion. A freeze blocks new accounts from being opened in your name and can be lifted anytime.
Guard against tax fraud
File your tax return as early as possible and consider requesting an IRS Identity Protection PIN so no one can file a fraudulent return in your name.
Watch your financial accounts
Review bank and card statements for unfamiliar activity and turn on transaction alerts. Report anything you don't recognize to your bank right away.
Stay alert to targeted scams
Be cautious of calls, texts, or emails that reference this breach. Legitimate organizations won't ask you to confirm sensitive details through an unsolicited message.
Keep your notification letter
Save the notice you received. It documents that your information was involved and is often needed to enroll in any credit monitoring offered or to join a related legal claim.

Source: Maine Attorney General filing

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